Securities Office

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Securities Office

Services fournis :

The Securities Office serves as a gatekeeper for firms and their representatives wishing to sell securities to the public.

Prestataire des services :
Ministère de la Justice Legal Registries
Public cible :
Businesses, Individuals
Personne-ressource :
Deputy Superintendent, Registration and Filings
Téléphone: 1-867-767-9305
Télécopieur: 1-867-873-0243
Renseignements :
Téléphone TélécopieurSite Web MailCourriel In-Person
Accès aux services :
Site Web MailCourriel En personne
Disponibilité du personnel :
Yellowknife

Autres renseignements :

In addition, the Securities Office reviews prospectuses and applications for exemptive relief and takes enforcement action against persons and companies who have violated securities laws.

Under the Passport System of Securities Administration, decisions and approvals can be made by the securities regulators of other provinces and territories in Canada and have an immediate and binding effect in the Northwest Territories.

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